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Legal Notice and Compliance Disclosures

The information contained in this website is communicated by Baker Steel Capital Managers LLP (BSCM), which is authorised and regulated by the Financial Conduct Authority. The distribution of the information contained in this website in certain countries may be restricted by law and persons who access it are required to inform themselves of and to comply with any such restrictions. This information does not constitute an offer or solicitation in any jurisdictions in which such an offer or solicitation is not authorised or to any person to whom it is unlawful to make such an offer or solicitation. The information in this website is designed for use in the UK and is not directed at and is not intended for residents of other countries.

Further information in this website relating to investment funds managed by BSCM (“BSCM Funds”) may only be accessed with a password issued by BSCM. Such information shall constitute a separate financial promotion and is being directed only at recipients in the UK who are professional clients or eligible counterparties. The information herein is not for distribution and does not constitute an offer to sell or the solicitation of any offer to buy any securities in the United States to or for the benefit of any US person (being residents of the US or partnerships or corporations organised under the laws thereof). BSCM Funds have not been registered in the US under the Investment Company Act of 1940 and interests therein are not registered in the US under the Securities Act of 1933. The investment funds discussed in this document may not be suitable for all investors. Prospective investors should take appropriate investment advice and inform themselves as to applicable legal requirements, exchange control regulations and taxes in the countries of their citizenship, residence or domicile. Subscriptions for interests in any BSCM Funds discussed in this document are to be made on the terms of the relevant prospectus or offering document and no reliance should be placed on the information contained herein. Past performance is not a guarantee of future performance. The price of shares can go down as well as up and may be affected by changes in rates of exchange, either favourable or unfavourable. An investor may not get back the amount invested. BSCM has not taken any steps to ensure that the securities referred to in this document are suitable for any particular investor and no assurance can be given that the stated investment objectives will be achieved. The Baker Steel Gold Fund is only available to persons in Australia.

Please refer to the relevant fund’s prospectus or offering document for further details of the financial commitments and risks involved in connection with an investment in such fund. This website is published solely for information purposes and does not constitute investment, legal, tax or other advice nor is it to be relied upon in making an investment decision. Information contained herein has been taken from sources considered by BSCM to be reliable but no warranty is given that such information is accurate or complete and it should not be relied on as such. Views and opinions expressed in this website reflect the judgement of BSCM as of the date of this notice and are subject to change. BSCM will not be responsible for any loss or damage of any kind which arises, directly or indirectly, and is caused by the use of any part of the information provided. The provisions herein are not intended to exclude or restrict any duty or liability BSCM may have under the UK regulatory system.

Any third-party links to other websites or web pages provided are given solely as a convenience to users of this website. BSCM does not control and is not responsible for any of these sites or their content and consequently shall not be liable for any damage or loss caused or alleged to be caused or in connection with use of or reliance of any third party website. If you decide to access linked third party web sites you do so at your own risk.

This website is subject to copyright with all rights reserved. The information contained herein may not be published or redistributed in any way without the prior written consent of BSCM.

Compliance disclosures

UK Stewardship Code Disclosure Statement 1 August 2017

Pillar 3 Disclosure and Policy

Under the FCA’s “Prudential Sourcebook for Banks, Building Societies and Investment Firms” (BIPRU), we are required to make a disclosure of our Pillar 3 policy.

Please refer to Pillar 3 And Remuneration Code Disclosure.