Nick Thomas

Compliance Manager

Nick has over 17 years of compliance experience and has been assisting Baker Steel in various capacities since 2016.

Nick started his career at the Financial Conduct Authority, where he progressed through various roles including Authorisations, Asset Management Supervision and working on the FCA’s AIFMD Implementation Project.

Since leaving the FCA, Nick has worked with a number of alternative investment fund managers, with a focus on FCA compliance. This has included a wide variety of work including compliance monitoring, implementation projects, in-house secondments and writing policies & procedures.

Nick holds a BSci in Mathematics from Imperial College alongside a number of relevant professional qualifications including the IMC (Investment Management Certificate), FPC (Certificate in Financial Planning) and the Fundamentals of Alternative Investments Certificate.

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